Third-Party Harassment Risk Assessments: A Practical Guide for Employers

By Gary Smith

Partner

Do employers need a harassment risk assessment?

Risk assessment is becoming an increasingly important part of an employer’s approach to preventing workplace harassment.

Rather than waiting for an employee to complain, employers should anticipate situations in which harassment could arise and identify measures that can reduce those risks.

It is clear that this prevention as an anticipatory duty, requiring employers to consider potential scenarios before an incident occurs.

Step 1: Identify third-party contact

Map the points at which employees interact with people outside the business.

Think beyond the office.  Consider:

  • client meetings;
  • customer-facing work;
  • work-related social events;
  • conferences;
  • business travel;
  • site visits;
  • telephone calls;
  • video calls;
  • home visits;
  • contractors working on site; and
  • employees working at clients’ premises.

Step 2: Identify higher-risk situations

Ask what might make harassment more likely.

Examples could include:

  • alcohol;
  • lone working;
  • late-night working;
  • isolated locations;
  • previous complaints;
  • employees having little control over a customer interaction; and
  • situations involving significant power imbalances.

Step 3: Review your controls

Now ask what preventative measures are already in place.

For example:

RiskPossible preventative measure
Lone client visitsCheck-in process or code word
Abusive customersEscalation procedure
Client entertainmentGuidance around alcohol and conduct
Contractors on siteContractual behavioural standards
Complaints about a clientFormal escalation procedure
Vulnerable customer-facing staffManager support and de-escalation training

Step 4: Record the assessment

Do not leave the exercise in people’s heads.

Record:

  • the risk;
  • who may be affected;
  • existing controls;
  • further measures required;
  • the person responsible; and
  • the review date.

Step 5: Review it

A risk assessment should not be completed once and forgotten.

Review it after significant incidents and material changes to the workplace or working practices.

We would recommend revisiting harassment policies annually, repeating risk assessments following significant business changes and learning from incidents.

The practical test is simple: if an incident happened tomorrow, could you demonstrate what your organisation had already done to try to prevent it?

Please contact our Employment Team on 0345 646 0406 or fill in our online enquiry form and we will be more than happy to help.